Account Maintenance

Individual Retirement Accounts (IRA)

IRA Distribution Form
IRA Recharacterization or Excess Contribution Removal Request Form
Beneficiary Designation Form

Health Savings Accounts (HSA)

Return of Excess Contributions Form
HSA Return of Distribution Form
Beneficiary Designation Form

Education Savings Accounts (ESA)

ESA Distribution Form
Return of Excess Contributions Form

IRS Adoption and 5305 Forms

Form 5305: Traditional Individual Retirement Account (IRA)
Form 5305-R: Roth Individual Retirement Account (IRA)
Form 5305-RA: Custodial Roth IRA
Form 5305-B: Health Savings Account (HSA)
Form 5305-E: Education Savings Account (ESA)
Form 5305-SEP: Simplified Employee Pension - Individual Retirement Account Contribution Agreement
Form 5305-SA: SIMPLE Individual Retirement Custodial Account
Form 5305-SIMPLE: Savings Incentive Match Plan for Employees of Small Employers

Trusts

Trustee Certification of Investment Powers

Corporations and Legal Entities

Beneficial Owners and Control Persons Form
Corporate Resolution Certification
Pershing Non-Corporate Resolution

Cost Basis

Cost Basis Election Form
Specific Lot Identification Redemption Form
Specific Lot Identification Transfer Form

Transfer an Account to Saturna

Non-ACAT Asset Transfer Form
IRA Cash Transfers Form
Brokerage Account Transfer Form
ESA Transfer Form

General Account Maintenance

Online Access and E-Delivery
Change of Address
Banking Authorization (EFT) and Automatic Investment Form
Wire Transfer Application
Transfer on Death Form (for taxable accounts only)
ACH Authorization Agreement
Trading Authorization Form
Third Party Account Access Form
Brochures and Applications

Individual Retirement Accounts (IRA)

Traditional IRA Application
Individual Retirement Accounts Brochure (IRA - Traditional and Roth)
Roth Rollover / Transfer IRA Application

Traditional Rollover / Transfer IRA Application

Custodial IRA Application

Inherited IRA Adoption Agreement

Employer IRA Brochure (includes SEP and SIMPLE)

SEP IRA Employer Application

SEP IRA Employee Application

SIMPLE IRA Employer Application

SIMPLE IRA Employee Application

Roth IRA Application

Health Savings Accounts

Traditional Health Savings Accounts (HSA) Brochure

Shifa Health Savings Account (HSA) Brochure

Education Savings Accounts

Education Savings Accounts (ESA)

ESA Application

ESA Transfer Application

Mutual Fund Account Applications

Taxable Account Investment Application

Corporations and Legal Entities

Legal Entity Application

Brokerage Account Application

Pershing Non-Corporate Resolution

Trusts and Estates

Trust Account Application

Estate Application

Employer Services

401(k) For Employers

401(k) Two Page Summary

401(k) Adoption Agreement Checklist

401(k) Adoption Agreement Checklist - Solo Plans

401(k) Employer Brochure

Employer IRA Brochure (includes SEP and SIMPLE)

401(k) for Employees

401(k) Participant Loan Request

401(k) Participant Distribution Request

401(k) Participant Beneficiary Designation

401(k) Participant Website Login Instructions

401(k) Participant Investment Elections

401(k) Hardship Withdrawal Request

401(k) Special Tax Notice

401(k) Distribution Election Form

401(k) Wage Deferral Change

401(k) Participant Investment Exchanges

401(k) for Advisers

401(k) Adviser Brochure

Saturna Capital

Investment Counsel

Investment Counsel Brochure

Saturna Capital Form ADV Part 2

Saturna Capital Form ADV Part 2 Appendix 1 Wrap Fee Program

Form CRS – Relationship Summary

Form CRS - Relationship Summary

Corporate Social Responsibility Reports

Corporate Social Responsibility 2023

Corporate Social Responsibility 2021

Corporate Social Responsibility 2016

Saturna Brokerage

Saturna Brokerage Services

Saturna Brokerage Services Brochure

Cash Management Election Form

Saturna Capital Form ADV Part 2

Saturna Capital Form ADV Part 2 Appendix 1 Wrap Fee Program

Dreyfus Cash Management Funds

Prospectus

Annual Report

Semi-Annual Report

Statement of Additional Information

Dreyfus Insured Deposit Program

Brochure

Form CRS – Relationship Summary

Form CRS - Relationship Summary

Pershing LLC

Brokerage Account Application

Brokerage Account Transfer Form

ACH Authorization Agreement

Online Account Access and E-Delivery Form

Trading Authorization Form

Transfer on Death Individual Agreement

Transfer on Death Joint Agreement

Trusted Contact Form

Trustee Certification of Investment Powers

Corporate Resolution Certification

Pershing Non-Corporate Resolution

Saturna Capital Forms

Wire Transfer Application

Check out the background of Saturna Brokerage Services, Inc. or any firm or investment professional on FINRA's BrokerCheck