What To Expect. You will receive tax information and an annual account summary. Depending on your particular reporting requirements, your tax information package will include IRS forms such as:

January 31
1099-B	Reports the gross proceeds from sales, redemptions, tenders, and other transactions, including repayment of bond principal upon maturity .
1099-DIV	Reports dividends and distributions from stocks and non-Saturna mutual funds; capital gains, distributions, and foreign tax paid. When you complete Schedule B, report dividends in the name of National Financial Services, Saturna Brokerage’s clearing agent. (Investors in Saturna funds receive 1099 forms directly from Saturna.)
1099-INT	Reports bond interest (including accrued interest from bonds sold between payment dates) and income from unit investment trusts. When you complete Schedule B, report interest in the name of National Financial Services. (Accrued interest for the buyer of a bond is not reported on the 1099-INT but is noted on the trade confirmation.)
February 2
1099-R	Reports distributions from IRA’s and employer plans (401(k), Profit Sharing, etc.).
1099-Q	Reports distributions, basis, earnings, and transfers from Education Savings Accounts.
February 15	Contact Saturna Brokerage no later than this date to report information you believe should be changed on your Form 1099 before it is reported to the IRS.
March 15
1042-S	Reports income earned by foreign persons or entities that have certified their foreign status on Form W-8. (There is more than one W-8 form; make sure you receive and use the appropriate Form W-8 to certify foreign status.)
March 31	National Financial Services reports Form 1099 information for your account to the IRS.
April 15	IRS filing deadline for most returns. Remember to report dividends and interest received in your Saturna Brokerage account in the name of National Financial Services.
Schedule K-1	Mailed by limited partnerships to owners of limited partnership units. Partnership K-1s (Form 1065) for IRA accounts should be forwarded directly to Saturna Capital; K-1s for non-IRA accounts should be sent by the partnership directly to the owner of the unit.
April 30
5498-ESA	Reports contributions and rollovers for Education Savings Accounts.
May 31
5498	Reports contributions, rollovers, recharacterizations, required minimum distribution, and fair market value for IRA’s.

Corrected tax reporting is mailed to Saturna Brokerage clients whose 1099 information has changed (for example, a reclassification of mutual fund distributions). If you misplace a form, call Saturna Brokerage at (360) 734-1266, or (800) 734-1266 on business days from 6 a.m. to 5 p.m., Pacific time. There may be a charge for supplying duplicate statements and tax forms.