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401(k) Plan Services

Saturna Capital Corporation is there every step of the way from implementation to the annual continuing education meeting. We provide professional guidance for plan design, document preparation, plan setup, company census, employee enrollment, and continuing education. All services listed below are included in the Saturna 401(k) plan.

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Services Benefits

Prototype plan / standardized adoption agreement

Pre-approved by the Internal Revenue Service

Trust agreement

Simple, yet flexible to meet your plan needs

Summary Plan Description

Informs employees about the plan

Administration & Recordkeeping

Processing of contributions, distributions, loan, hardship withdrawals, vesting and investment selections

Simplifies plan management

Daily valuation of plan assets

Know the current value of your assets, 24/7

Annual non-discrimination and compliance testing

Helps you ensure the qualified status of your plan

Preparation of Forms
(1099R, 5500, 8955-SSA and notices)

Makes tax reporting easier

Flexible Investment Options

Open architecture plan features

Know how employee accounts are doing, 24/7

Affiliated no-load Saturna mutual funds

Three families of funds with several investment objectives to help you meet your investing goals

Self-directed discount brokerage accounts

Allows access to stocks, bonds, and additional mutual funds

Employee Online Tools, Education and Support

Online statements and account management

Know how employee accounts are doing, 24/7

Traditional plus Roth 401(k) options

Flexibility to maximize your savings

Online tools for investment selection

Select investments that meet your needs

Dedicated toll-free phone and email support

Customer care for you

Employer Support

Online reporting, plan summary and transaction detals

Bird's eye view of your plan, 24/7

Signature-ready Form 5500 for IRS reporting¹

Saves you time with key document preparation

Dedicated Client Relationship Manager

Ensures your current and future needs are met

¹ Solo 401(k) Plans with less than $250,000 in plan assets are not required to submit Form 5500.

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Your Plan's Dedicated Website

The Saturna Capital web platform gives employers the tools to access their 401(k) plan whenever and wherever they need to. Services available include:

  • Summary view of all invested employee contributions
  • View quarterly statements
  • Access to educational materials
  • Upload contribution information directly
  • View detailed transaction history
  • Contact plan administrator at Saturna Capital directly
  • Loan and distribution transaction approval
  • Participant online enrollment
  • Securely upload files directly to Saturna
  • Update employee information

The Saturna Capital web platform allows employees the flexibility and control needed to guide them to retirement. Employees can access their accounts online to:

  • View account balances with vesting and detailed transaction history
  • View and/or change investment elections
  • View quarterly statements
  • Access retirement planning calculators and educational material
  • Change their personal data (including contact info, usernames, and passwords)
  • Exchange between existing account balances
  • Loan and distribution requests

Check out the background of Saturna Brokerage Services, Inc. or any firm or investment professional on FINRA's BrokerCheck.